MODULE 4

This module will give a clear understanding of the following:

  1. Attestation
  2. Markets in Financial Instruments Directive (MIFID) Classification
  3. Annual Return vs Annual Account/Report
  4. USA PATRIOT Act
  5. Terrorism Act 2000
  6. Date Protection Act (DPA) 1998 and (GDPR)
  7. Money Laundering Regulations (MLR) 2007
  8. Proceeds of Crime Act (POCA) 2002
  9. The Financial Action Task Force (FATF)
  10. Joint Money Laundering Steering Group (JMLSG)
  11. Tipping Off